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READ THE ARTICLE “WHO REGULATES WHOM AND HOW?” IN THE MODULE RESOURCES

READ THE ARTICLE “WHO REGULATES WHOM AND HOW?” IN THE MODULE RESOURCES

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Author: Christine Farr
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Read the article “Who Regulates Whom and How?” in the module resources and answer the following prompts in your initial post:
Identify three policy problems in banking and securities markets, and discuss measures to address these problems.
Discuss the main advantages/disadvantages of financial regulations.
What is the significance of the SEC and the FCM for the financial market?


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